How to Start

If you desire to open an account with us, please call our office to schedule an initial consultation, whether in person or over the phone. We recommend that you answer the brief questionnaire included on our website, or ask us to send it to you.  After we get the questionnaire back, we will call you and confirm your appointment

During the meeting, we will discuss with you your goals, risk tolerance, and your current situation so we can assess how to best design strategies suitable to your situation. There is a $200.00 one-time charge for this consultation.

Subsequent to the meeting, we will send you the proper forms and documents authorizing us to be your investment advisors.  Once we have those back, we will open an account for you at a custodian firm.   

You will then allow us to transfer your funds to your custodian, or you can write checks directly to the custodian firm.  We will not have possession of your funds, but we will ask you to sign the proper authorization so we may manage your funds. 

Once your funds are transferred to the custodian, we will implement the strategy appropriate to your situation. We will charge a one-time fee for the initial implementation of the strategy. This fee (0.5% of assets) will also cover the first quarter. Thereafter, we will send you at least quarterly reports and our management fee will be billed quarterly to be deducted automatically from your account. Annual management fees are 1% for the first $500,000, 0.8% for the second $500,000 and 0.6% for amounts over $1 million, subject to a minimum quarterly fee of $250.